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ATTRACTING THE BEST OF THE BEST

Our licensed representatives are among the most outstanding financial advisors and investment professionals in the West – over the years, you may have seen them on the cover of Worth magazine, interviewed on ABC’s “Good Morning America,” and topping the list of best-selling business authors on Amazon.com.

Why have some of the top financial advisor in the West left behind larger firms to join our elite broker-dealer?  Quite simply, because we don’t expect the caliber of professional we seek to conform to our prototype:  We tailor our services to fit the needs of our representatives.

But what distinguishes Investment Architects, Inc., from others is not just the
exceptional quality of our representatives but the extraordinary service we provide them. Imagine a broker-dealer willing to customize its services to you – giving you the support and protection you need, along with the flexibility you want.

A CORPS OF COLLEAGUES

Our acclaimed fall conference focuses on professional development, maximizing the time our diverse advisors have to share their experiences and expertise. We also offer presentations from outside specialists and sponsors. Our advisors appreciate the camaraderie, and the chance to relax in some of the region’s most inviting locales --- whether aboard a yacht in San Diego’s harbor or unwinding at the Kenwood Inn and Spa in the Valley of the Moon.

A SOLID FOUNDATION

Investment Architects is registered with the SEC and is a member of FINRA and SIPC. We maintain significantly more than the required net capital for our size, and our annual audited financials are always available for review. We have no current litigation, and we maintain errors and omissions insurance. We believe transparency isn’t just virtuous -- it’s essential.

COMPETITIVE PAYOUTS

Our payouts are very competitive and on a sliding scale, rewarding those making the greatest effort toward production. We never hold commissions or fees – paying promptly ever Friday. In fact, we sometimes hand-deliver large commission checks the day after we received sponsor payment, or we deposit them directly into advisors’ bank accounts. No firm is more diligent.

COMPLIANCE

We support ethical, successful financial professionals only. Our audits are thorough and supportive – working with advisors, not against them. The aim is to make advisors more secure and confident that their practices can withstand any regulatory review.


 
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